Sociologica. V.12 N.2 (2018)
ISSN 1971-8853

Mixed Embeddedness and Migrant Entrepreneurship: Hints on Past and Future Directions. An Introduction

Eduardo BarberisDepartment of Economy, Society, Politics (DESP), University of Urbino Carlo Bo (Italy) https://www.uniurb.it/persone/eduardo-barberis
ORCID http://orcid.org/0000-0002-2713-133X

Eduardo Barberis, sociologist, is a tenured researcher at the University of Urbino Carlo Bo, where he lectures on Urban Sociology and Immigration Policy. His research interests include the territorial dimension of welfare policy and migration processes. Among his recent publications: “Social Workers and Intercultural Mediators”, in the European Journal of Social Work (2018, with A. Genova) and “The Territorial Dimension of Social Policies and the New Role of Cities” (2017, with Y. Kazepov) in The Handbook of European Social Policy (edited by P. Kennett and N. Lendvai-Bainton).

Giacomo SolanoMigration Policy Group, Brussels (Belgium); Group for Research on Ethnic Relations, Migration and Equality (GERME), Université Libre de Bruxelles (ULB), Brussels (Belgium)
ORCID http://orcid.org/0000-0003-2339-8181

Giacomo Solano holds a PhD in Sociology from University of Amsterdam and University of Milan-Bicocca (joint degree) with a dissertation on transnational migrant entrepreneurship. Previously, he worked as policy officer/consultant for the European Commission (DG Employment) and the International Organisation for Migration (IOM), and as researcher for the Eindhoven University of Technology. He is now working as Policy and Statistical Analyst at the Migration Policy Group, a Brussels-based think tank on migration and integration in Europe. He is also affiliated to GERME (Group for Research on Ethnic Relations, Migration & Equality), Université Libre de Bruxelles (Brussels, Belgium).

Published: 2018-12-14

Abstract

The rise of migrant entrepreneurship — small business activities carried out by migrants in their destination countries — has been the subject of a large body of academic research. Over the years, the mixed embeddedness model has gained increased attention, and it has been used to study migrant entrepreneurship. After almost twenty years (1999–2018), this paper examines this approach and underlines the contribution that it has provided to the field. Furthermore, we identify three main streams of research in which the mixed embeddedness approach has been applied and can be further developed in connection with migrant entrepreneurship: 1) the spatial dimension of migrant entrepreneurs’ embeddedness; 2) super-diversity; and 3) transnationalism. Also referencing the other articles included in this symposium, in the conclusions, we stress the importance of broadening the perspective by exploring other domains in which mixed embeddedness can be applied in the field of migrant entrepreneurship.

Keywords: migrant entrepreneurs; mixed embeddedness; spatial scales; super-diversity; transnationalism.

Both authors contributed equally to the artcle and are listed in alphabetical order.

1 Introduction

This article introduces a symposium of Sociologica, which focuses on the mixed embeddedness approach as a lens to understand migrant entrepreneurship. The symposium consists of five articles that contribute to and reflect on the mixed embeddedness approach and, in general, the academic debate on migrant entrepreneurship. To do so, the symposium presents conceptual contributions — suggesting advancements, reinterpretation, and redefinition of this seminal approach — and theoretically-grounded empirical application of mixed embeddedness.

In this introductory essay, we illustrate some of the main conceptual and empirical developments in the field based on this approach. After presenting the mixed embeddedness approach, we identify some key and prospective topics in relation to recent trends in the field of migrant entrepreneurship and migration studies in general. We conclude with some possible further developments and policy considerations.

The rise of migrant entrepreneurship, small business activities carried out by migrants in their destination countries, has been the subject of a large body of academic research (Aliaga-Isla & Rialp, 2013; Ambrosini, 2011; Barberis, 2008; Portes & Yiu, 2013; Ram, Jones, & Villares-Varela, 2017; Rath & Kloosterman, 2000; Rath & Schutjens, 2016; Zhou, 2006), especially in traditional countries of immigration. Since the 1980s, an increasing number of scholars have focused on the topic of migrant entrepreneurship. The phenomenon’s social relevance stems from the increase in the number of migrant entrepreneurs in Western countries (OECD, 2010 & 2017), related to wider transformations in post-industrial economies and in labour market careers (Ghezzi & Mingione, 2003; Panayiotopoulos, 2006 & 2010; Rath, 2000 & 2002). The recent interest in the phenomenon is also linked to a policy-making trend considering self-employment a way to integrate newcomers into the labour market and create new jobs (European Commission, 2016), consistent with the destandardization (Beck, 1992) of labour hinted at above.

The impact of migrant entrepreneurship goes far beyond the economic benefit that the entrepreneur can gain (Rath, Solano, & Schutjens, 2019; Zhou & Cho, 2010). Although it has not been clearly demonstrated that running a business leads to migrants having higher incomes than waged workers (Baycan-Levent & Nijkamp, 2009; Bradley, 2004; Lofstrom, 2011; Masurel, Nijkamp, Tastan, & Vindigni, 2002; Olson, Zuiker-Solis, & Phillips-Montalto, 2000), migrant entrepreneurs can impact the number of jobs available and the volume of trade, and they can revitalise certain sectors or areas. For example, migrant entrepreneurs have played a key role in sectors such as the food and garment sectors by breaking in (e.g., via price competitiveness) or breaking out (e.g., offering new products) (Engelen, 2001; OECD, 2010; Rath, 2002). They have also created new places for leisure and consumption, especially in formerly deprived neighbourhoods (Aytar & Rath, 2012; Serra del Pozo, 2012).

Equally relevant, entrepreneurship is linked with social integration. On one hand, migrants who start businesses seem to have a certain degree of integration in their destination countries. For example, Portes, Haller, and Guarnizo’s (2002) research on the U.S. context showed that migrant entrepreneurs had lived in the country for more years than wage workers. On the other hand, a successful self-employment experience can increase migrants’ social integration (Apitzsch, 2003; Allen & Busse, 2016; Basu, 2001; Light, 1972; Solano, 2015). Allen and Busse (2016) found that markets where natives and migrants were targeted fostered migrants’ social integration by facilitating interaction between natives and the entrepreneurs (for a discussion on intergroup relations, see also Barberis, 2008 & 2017). Despite this optimistic view, scholars have also pointed out that migrants’ entrepreneurial experiences are often bounded in their community, and migrants engage in not very profitable sectors and/or petty trade (Ambrosini, 2011). Furthermore, the choice of becoming an entrepreneur is sometimes linked to push factors (e.g., unemployment and professional downgrading) rather than to pull factors (e.g., self-realisation, entrepreneurial aspiration and human capital) (Ensign & Robinson, 2011; Kwok Bun & Jin Hui, 1995), evidence of inequality that has long been studied in the frame of “blocked mobility” and the disadvantage theory (Jones & Ram, 2003; Jones, Ram, & Theodorakopoulos, 2010; Raijman & Tienda, 2000).

Most of the scholars that have analysed the phenomenon of migrant entrepreneurship have focused on the analysis of the entrepreneurial choice and the determinants of entrepreneurial “success”. In doing so, they have adopted various perspectives and focused on either the demand side or the supply side (Ambrosini, 2011; Rath & Schutjes, 2016). The demand side refers to the entrepreneur’s motivations, skills, and social contacts. The supply side refers to the contextual and structural determinants, such as policies, norms, and the economic landscape.

Other scholars have adopted a more comprehensive approach in explaining migrant entrepreneurship by integrating factors from the supply and demand sides. Waldinger, Aldrich, and Ward (1990) were the first scholars to do so. The rationale underpinning their model is the interaction between migrants’ characteristics (individual characteristics, skills, and social contacts) and economic and market conditions and characteristics (opportunity structure). Nevertheless, the interactive model of Waldinger, Aldrich and Ward (1990) still shows theoretical flaws: a latent assimilationism (ethnic niches as a transition phase towards mainstream economy), reductionism (poor focus on general market conditions and value chains where niches are nested), and differentialism since ethnicity is considered with culturalist nuances and as a separate group with no connection with the rest of the society (Barberis, 2008; Engelen, 2001).

Kloosterman and his colleagues (Kloosterman, 2010; Kloosterman & Rath, 2001; Kloosterman, van der Leun, & Rath, 1999) further elaborated on that model, significantly advancing the theoretical and empirical analysis of migrant entrepreneurship, basically contributing to the agenda of new economic sociology by keeping together agency and structure in explaining markets and economic outcomes (Granovetter, 2017). Their model is still the main reference for everyone who wants to focus on this topic. Almost twenty years after Kloosterman et al. introduced the mixed embeddedness approach, we believe that it is time to analyse the (huge) impact it had in the field and to review the conceptual and empirical advancements that have been introduced based on this approach. The mixed embeddedness approach refers to the fact that migrant entrepreneurship is influenced by entrepreneurs’ embeddedness in the contexts where they develop businesses and in the social sphere (social contacts). Furthermore, key to the approach is the matching process between migrants’ skills and resources (the human and social capital) and opportunity structure(s), which is created by contextual conditions. Given that mixed embeddedness has become the reference approach to studying migrant entrepreneurship (Ram et al., 2017), this article focuses on the mixed embeddedness approach as a lens to understand migrant entrepreneurship.

2 The Mixed Embeddedness Approach to Migrant Entrepreneurship

Almost twenty years ago, Kloosterman, Rath, and van der Leun (1999) published a paper in the International Journal of Urban and Regional Research. Together with a subsequent article published in the Journal of Ethnic and Migration Studies (Kloosterman & Rath, 2001), it introduced the so-called “mixed embeddedness approach”. These two articles are credited with some 1,300 references by Google Scholar (February 2018). Over the years, this approach has grabbed increasing attention and has become the standard reference when it comes to analysing migrant entrepreneurship.1 The starting point of this approach is the matching process between migrants’ skills and resources (human and social capital) and opportunity structure(s), which is created by the contextual conditions of the place where the business is located. In particular, “the rise of immigrant entrepreneurship is, theoretically, primarily located at the intersection of changes in sociocultural framework, on the one side, and transformation processes in (urban) economies on the other” (Kloosterman et al., 1999, p. 257).

To stress this fact, Kloosterman et al. (1999) made reference to the concept of embeddedness. They used this concept in relation to social networks (Granovetter, 1985) and place-bounded institutions (Polanyi, 1957). The model emphasizes that entrepreneurial activities are affected by migrants’ embeddedness in the structure (laws, rules, market characteristics, etc.) of the places where the business is conducted; at the same time, entrepreneurs are also embedded in their networks of social relations. As such, (migrant) entrepreneurs are dually embedded.2 This is the meaning of the adjective “mixed” in the “mixed embeddedness” concept. Kloosterman (2010) defined the first type of embeddedness (embeddedness in the structure) as institutional embeddedness and the second type (embeddedness in networks) as social embeddedness.3 In their seminal article, Kloosterman et al. (1999) provided the example of Dutch halal butchers to support their model. On one hand, the presence of Muslim migrants who required a certain kind of meat (halal meat) disclosed opportunities to start a butcher shop in a given regulatory and economic context (institutional embeddedness). On the other hand, they could run their businesses thanks to their embeddedness in a network of co-nationals that provided them with employees, customers, trust and support (social embeddedness). Kloosterman and Rath further elaborated on the concept of opportunity structure (2001) that was previously introduced by Waldinger et al. (1990). First, they specified the main spheres of opportunity structure. Second, they underlined the spatial scales that concur to create the opportunity structure.

Opportunity structure is composed by (Ram et al., 2017; Schutjens, 2014):

  • the economic context, which refers to the economic situation (e.g., labour market conditions) and the market conditions (e.g., market openness and request of certain services or products), and
  • the political-institutional context, which refers to the set of laws, rules and policies — on migration and business issues — that can directly or indirectly foster or hamper migrants’ business activities.

Furthermore, opportunity structure is defined by the interaction of three spatial levels (Kloosterman & Rath, 2001): national, regional/urban, and neighbourhood. Despite globalisation and the re-definition of the hierarchies of scale centred on the nation-state (Sassen, 2007), national institutions are still powerful. The state regulatory regime and its set of laws and regulations are still crucial in shaping migrants’ entrepreneurial activities. Recalling again the case mentioned in Kloosterman et al. (1999), for example, the informality of many butcher shops was tunnelled by the request of registration to the Chamber of Commerce and of a professional qualification.

However, due to the increasing importance of the city in the global economy (Sassen, 2007), cities develop their own socioeconomic spaces that may be well differentiated from state ones. Furthermore, urban policies might often diverge from the national ones in their content or in the way the national ones are implemented (Ambrosini & Boccagni, 2015). For example, Ambrosini (2013) presented several local policies aimed at excluding migrants. In some small towns of Lombardy (Italy), in the name of protection of local traditions, local authorities decided to ban new “ethnic” restaurants (e.g., kebab shops).

Opportunities might differ from neighbourhood to neighbourhood, too. As Kloosterman and Rath (2001) emphasized, these differences are mainly linked with the geographical distribution of migrants in the city. Compared to a neighbourhood with few migrants, different opportunities arise in a neighbourhood with many migrants. Areas with a higher concentration of migrants can favour the creation of ethnic enclaves (Wilson & Portes, 1980).

4 Conclusions

This paper aims to illustrate the mixed embeddedness approach, and it individuates and presents a number of research streams in which the mixed embeddedness approach to migrant entrepreneurship has been implemented and employed and can have further fruitful developments.

Based on a literature review, we found three areas of research that we considered particularly interesting and promising in connection with migrant entrepreneurship and the mixed embeddedness approach: the spatial dimension of migrants’ embeddedness, super-diversity, and transnationalism. Of course, these areas represent only three of the great number of domains in which mixed embeddedness can be applied in the field of migrant entrepreneurship. Here we would like to mention some of them.

First, besides its integration with super-diversity, we advocate for focusing on the intersectional dimension of migrant entrepreneurship (Romero & Valdez, 2016) and disentangling the link between various dimensions (e.g., gender, social class, and legal status). Recently, a focus on gender issues in migrant entrepreneurship gained momentum, and it is an interesting start (Apitzsch & Kontos, 2003; Azmat, 2014; Dannecker & Cakir, 2016; De Luca, 2014; Essers & Tedmanson, 2014; Korpi, Hedberg, & Petterson, 2013; Munkejord, 2017; Romero & Valdez, 2016; Verduyn & Essers, 2013; Villares-Varela, Ram & Jones, 2017; Villares-Varela & Essers, 2018).8 Migrants and women have specific vulnerabilities, and they face more difficulties in their labour market integration than men and natives (Apitzsch & Kontos, 2003; Kupferberg, 2003). This difficulty creates a double penalty for female migrant entrepreneurs. The application of the mixed embeddedness approach to this topic might shed further light on the interaction between individual characteristics (i.e., being in a vulnerable and disadvantaged position as a woman and migrant) and the contextual features even though the number and type of dimensions taken into consideration may be strongly increased, providing new insights on the structure of advantages and disadvantages within specific ethnic groups. In research and policy terms, it might be fruitful to focus on various opportunity structures and social relations effects of “diversity” (including its use as a label affecting institutional practice and social action) (Karataş-Özkan, 2017).

Second, another interesting stream of literature refers to returnee entrepreneurs (Dahles, 2013; Mayer, Harima, & Freiling, 2015; van Houte & Davids, 2008; Wijers, 2013), former migrants that decide to go back to their countries of origin and start businesses in connection with the country where they previously migrated. In this case, studies can test the mixed embeddedness approach and the concepts proposed in the field of transnational entrepreneurs.

Third, research has analysed the topic of migrants in developing countries starting a business (Kebede, 2017; Langevang, Gough, Yankson, Owusu, & Osei, 2015; Moyo, 2014; Trupp, 2015). As noted by Kebede (2017), it would be particularly interesting to apply the mixed embeddedness approach to contexts where resources and opportunities are limited, formal institutions are weak, and the informal ones are particularly relevant (e.g., family, kinship groups, and other groups with bounded solidarity).

Fourth, we cannot underplay the advancement that can come from comparing cases, an issue that was clear from the beginning of this approach (with analyses comparing groups and sectors in various national and local contexts) but that probably needs further advancement. For example, limited research compares migrant and native self-employment (Baycan-Levent & Nijkamp, 2009; Bolzani & Boari, 2018; Canello, 2016; Constant & Zimmermann, 2006; Neville, Orser, Riding, & Jung, 2014), especially in terms of mixed embeddedness (Tolciu, 2011) and the capacity to exploit opportunities (Vinogradov & Jorgensen, 2017).

Fifth, following Glick-Schiller and Çağlar (2013) and Granovetter (2017), we advocate for a renewed focus on agency. Although the balance between agency and structure was at the very core of the mixed embeddedness approach, its popularized version and following use seems to focus mostly on opportunity structure and institutional embeddedness. A stronger focus on how migrant entrepreneurs use and create their individual and collective resources and overcome, steer, and change (or, plainly, take into account) the opportunity structure itself with their agency (and under which conditions this may happen) may be a promising theoretical advancement (Anwar & Daniel, 2017; Chacko, 2016; Vincent, Wapshott, & Gardiner, 2015).

Lastly, the discourse on mixed embeddedness might be linked to certain topics from the field of entrepreneurship and management, such as firm-level resources, business growth, and business innovation (Canello, 2016; Sahin, Nijkamp, & Stough, 2011). For example, as part of this special thematic section, Alvarado (2018) illustrates how to combine the discourse on innovation with the mixed embeddedness approach to further understand the processes through which migrant entrepreneurs innovate.

In conclusion, the idea that mixed embeddedness should focus on local context institutional embeddedness on one hand and on the in-group social embeddedness on the other may be challenged, providing further advancements (e.g., with the focus on in-group/ethnic-specific institutions and inter-group, ethnic-non-specific social networks) (Jones & Ram, 2010). In that case, mixed embeddedness may fruitfully contribute to a research agenda and a generalized theory of agency and structure in the sociological study of embeddedness. In this sense, mixed embeddedness may be just a specific form of a double embeddedness (i.e., of “the interrelationships of structural embeddedness and cultural embeddedness”) (Baker & Faulkner, 2009). While some authors suggested a link with Bourdieu’s theory, in particular with the concept of habitus as a way individuals have of giving meaning to the various worlds they have to deal with, structuring practice (Barrett & Vershinina, 2017; Forson, Ozbilgin, Ozturk, & Tatli, 2014),9 Granovetter (2017, p. 201) tries to reconcile action, networks, norms, culture, and institutions, taking into consideration “complex combinations of economic practices” as assemblages formed by social actors via their networks, using a nonrandom “menu” of viable alternatives. He also suggests “more theoretical attention to the processes that create over long periods of time in a society the particular set or menu of perceived viable alternatives” (ibidem, p. 201).

We consider that the mixed embeddedness approach can feed this intellectual undertaking thanks to a renewed, critical focus on migrant entrepreneurship and its relationship with general social transformations. Migrant entrepreneurship, as seen through the lens of mixed embeddedness, can be a case in how alternatives in economic practice are selected. The literature based on this approach that we presented here in short was able to build on it in a fairly creative way, suggesting limitations but also ways to operationalize its use in a number of various fields. The consequent accumulation of knowledge has led mixed embeddedness to become a dominant paradigm in the specific field of research with still-promising paths to explore.

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  1. For a review of previous results on the mixed embeddedness approach, see Kebede (2017) and Ram et al., (2017). Ma, Zhao, Wang, & Lee (2013) provide an interesting overview of the paradigm shifts in ethnic entrepreneurship studies between 1999 and 2008, showing that the ethnic enclave approach faded in favour of immigrant entrepreneurship, with a key role played by scholars backing a mixed embeddedness approach.

  2. The concept of embeddedness refers to the degree to which economic activity is constrained by non-economic institutions in which the person is inserted (Mingione, 2006).

  3. It is worth noting that Granovetter (2017, p. 17) defines relational and structural embeddedness as two aspects of network embeddedness: relational embeddedness refers to “relations that individuals have with specific other individuals. This concept is about pairs or, as sociologists like to say, dyads. […] Not only particular dyadic relations may affect your behaviour but also the aggregated impact of all such relations”, entailing a core role for noneconomic factors in economic action. Structural embeddedness refers to “the overall structure of the network that individuals are embedded in” (ibidem p. 18), and it is particularly relevant for the circulation of information framing individual agency. In this respect, Granovetter’s relational and structural embeddedness seem on the side of Kloosterman’s social embeddedness. Kloosterman’s institutional embeddedness may be more easily related to Granovetter’s temporal embeddedness, or the fact that human actions “carry the baggage of previous interactions into each new ones” (ibidem p. 19), consistent with Granovetter’s idea of institutions as inventories, a menu, of ideas and viable alternatives that actors and networks assemble. All in all, the representation of institutions in the mixed embeddedness approach seems “thicker” than in Granovetter (2017) but quite consistent with Granovetter’s attention for a space for agency, an argument we will consider later on.

  4. A similar argument applies to the relations between global value chains and labour migrations (Chignola & Sacchetto, 2017) — a field that needs more explorations in the role played by migrant entrepreneurship (Ceccagno, 2017).

  5. “Bridging social capital” refers to relationships connecting people from various backgrounds and with various social characteristics, and “linking social capital” refers to relationships with institutions and individuals in power positions (Woolcock, 2001).

  6. “Transnationalism” refers to the fact that migrants keep links with people located outside the destination country and continue to participate in the life of their country of origin.

  7. A similar and promising but rather unexplored research field is to find a convergence between literature focussing on dual embeddedness, transnational links, and effects of migrant entrepreneurship on favouring bilateral/multilateral economic relations, overcoming what in management studies is known as the “liability of outsidership” (Guercini et al., 2017; Johanson & Vahlne, 2009).

  8. It is worth noting that mixed embeddedness has been sometimes used to explore gender issues in entrepreneurship without any reference to migration processes (see, for example, Jurik, Krizkova, & Pospisilova, 2016; Langevang et al., 2015; Welter & Smallbone, 2010).

  9. For an interesting reflection on the potential linkages between New Economic Sociology and Bourdieu, see Granovetter (2007).